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Jisser Ken's Form 4 filing

authID Inc. (AUID) · filed May 31, 2023

Accession no.
0001213900-23-044220
Filed
May 31, 2023
Trade date
May 26, 2023
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $50.0K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jisser KenCIK 0001970225Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 26, 2023Common Stock, $0.0001 par value per sharePPurchaseAcquired+100,000$0.50+$50,000303,800Direct
May 26, 2023Common Stock, $0.0001 par value per shareCConversionAcquired+197,015$0.52+$102,447.8203,800Direct
May 26, 2023Common Stock, $0.0001 par value per shareJOtherAcquired+815$2.99+$2,436.856,785Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 26, 2023Common Stock, $0.0001 par value per shareCConversionDisposed−197,015$0.00–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)