Schultz John E. Jr.'s Form 4 filing
Applied Energetics, Inc. (AERG) · filed May 30, 2023
- Accession no.
- 0001213900-23-044114
- Filed
- May 30, 2023
- Trade date
- May 25-26, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions. Open-market sales total $167.3K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schultz John E. Jr.CIK 0001760590 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −8,300 | $2.76 | −$22,908 | 621,700 | Direct | |
| May 25, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,100 | $2.77 | −$3,047 | 620,600 | Direct | |
| May 25, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −200 | $2.81 | −$562 | 620,400 | Direct | |
| May 25, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −400 | $2.83 | −$1,132 | 620,000 | Direct | |
| May 25, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −12,500 | $2.81 | −$35,125 | 607,500 | Direct | |
| May 25, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −6,400 | $2.76 | −$17,664 | 601,100 | Direct | |
| May 25, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,100 | $2.77 | −$3,047 | 600,000 | Direct | |
| May 25, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −10,000 | $2.76 | −$27,600 | 740,000 | Indirect | |
| May 26, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −5,000 | $2.86 | −$14,300 | 735,000 | Indirect | |
| May 26, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −5,000 | $2.80 | −$14,000 | 730,000 | Indirect | |
| May 26, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −5,000 | $2.82 | −$14,100 | 725,000 | Indirect | |
| May 26, 2023 | Common Stock, par value $0.001 per share | SSaleDisposed | −5,000 | $2.76 | −$13,800 | 720,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.