Fong Christian S.'s Form 4 filing
Spruce Power Holding Corp (SPRU) · filed May 19, 2023
- Accession no.
- 0001213900-23-041421
- Filed
- May 19, 2023
- Trade date
- May 17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $40.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fong Christian S.CIK 0001698985 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2023 | Common Stock | PPurchaseAcquired | +50,000 | $0.80F1 | +$40,000 | 1,586,862 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.795 to $0.7998. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.