Riley Bryant R's Form 4 filing
Babcock & Wilcox Enterprises, Inc. (BW) · filed May 16, 2023
- Accession no.
- 0001213900-23-040165
- Filed
- May 16, 2023, 9:00 AM ET
- Trade date
- May 12-15, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market purchases total $577.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riley Bryant RCIK 0001207269 | 10% Owner |
| BRC Group Holdings, Inc.CIK 0001464790 | 10% Owner |
| B. Riley Securities, Inc.CIK 0001505748 | 10% Owner |
| BRF Investments, LLCCIK 0001880803 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2023 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +75,000 | $5.43 | +$407,137.5 | 371,788 | Direct | |
| May 15, 2023 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +22,179 | $5.48 | +$121,558.66 | 393,967 | Direct | |
| May 15, 2023 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +2,342 | $5.48 | +$12,835.33 | 36,075 | Indirect | |
| May 15, 2023 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +2,193 | $5.48 | +$12,019.39 | 35,926 | Indirect | |
| May 15, 2023 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +2,188 | $5.48 | +$11,991.99 | 33,935 | Indirect | |
| May 15, 2023 | Common Stock, $0.01 par value per share | PPurchaseAcquired | +2,188 | $5.48 | +$11,991.99 | 35,923 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.