Oberbeck Christian L's Form 4 filing
Saratoga Investment Corp. (SAJ) · filed May 8, 2023
- Accession no.
- 0001213900-23-037294
- Filed
- May 8, 2023
- Trade date
- May 4, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $47.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oberbeck Christian LCIK 0001349483 | Director, Officer (CEO, Director and President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2023 | Common Stock | PPurchaseAcquired | +2,000 | $23.81 | +$47,620 | 689,775 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.