Gebbia John M.'s Form 4 filing
Siebert Financial Corp (SIEB) · filed Apr 12, 2023
- Accession no.
- 0001213900-23-029150
- Filed
- Apr 12, 2023
- Trade date
- Apr 10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $370.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gebbia John M.CIK 0001727425 | Other: Member of 10% owner group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 10, 2023 | Common Stock, $0.01 par value per share | SSaleDisposed | −100,000 | $1.85 | −$185,000 | 1,909,091 | Direct | |
| Apr 10, 2023 | Common Stock, $0.01 par value per share | SSaleDisposed | −100,000 | $1.85 | −$185,000 | 17,439,200 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.