Tech Eric M.'s Form 4 filing
Spruce Power Holding Corp (SPRU) · filed Mar 24, 2023
- Accession no.
- 0001213900-23-022809
- Filed
- Mar 24, 2023
- Trade date
- Dec 9, 2022-Mar 21, 2023
- Filing delay
- 105 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions. Open-market sales total $297.1K. It was filed 105 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tech Eric M.CIK 0001552112 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2022 | Common Stock | SSaleDisposed | −9,754 | $0.91 | −$8,876.14 | 1,003,727 | Direct | |
| Feb 21, 2023 | Common Stock | SSaleDisposed | −34,597 | $1.14 | −$39,440.58 | 969,130 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −65,411 | $0.94 | −$61,486.34 | 903,719 | Direct | |
| Mar 2, 2023 | Common Stock | SSaleDisposed | −50,470 | $0.88 | −$44,413.6 | 853,249 | Direct | |
| Mar 6, 2023 | Common Stock | SSaleDisposed | −49,238 | $0.90 | −$44,314.2 | 804,011 | Direct | |
| Mar 13, 2023 | Common Stock | SSaleDisposed | −59,883 | $0.75 | −$44,912.25 | 744,128 | Direct | |
| Mar 21, 2023 | Common Stock | SSaleDisposed | −65,496 | $0.82 | −$53,706.72 | 678,632 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.