Graham Auste M's Form 4 filing
Alto Ingredients, Inc. (ALTO) · filed Mar 16, 2023
- Accession no.
- 0001213900-23-020656
- Filed
- Mar 16, 2023
- Trade date
- Mar 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $10.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Graham Auste MCIK 0001920109 | Officer (Gen. Counsel, VP & Secy) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | PPurchaseAcquired | +2,526 | $1.98 | +$5,001.48 | 63,235 | Direct | |
| Mar 16, 2023 | Common Stock | PPurchaseAcquired | +2,700 | $1.85 | +$4,995 | 65,935 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.