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Hildebrand Melinda B's Form 4 filing

Archrock, Inc. (AROC) · filed Mar 1, 2023

Accession no.
0001213900-23-016335
Filed
Mar 1, 2023, 7:03 PM ET
Trade date
Feb 27-28, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $12.9M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hildebrand Melinda BCIK 000178351110% Owner
Hildebrand Jeffery DCIK 000178351310% Owner
Old Ocean Reserves, LPCIK 000178351710% Owner
Hildebrand Enterprises, LPCIK 000178356010% Owner
Hildebrand Enterprises CoCIK 000178356110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 27, 2023Common StockSSaleDisposed−557,737$10.83F1−$6,040,291.7116,172,626Direct
Feb 28, 2023Common StockSSaleDisposed−617,612$11.12F2−$6,867,845.4415,555,014Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $10.98, inclusive. The reporting person undertakes to provide to Archrock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.88 to $11.295, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)