IBK Securities Co., Ltd.'s Form 4 filing
Nuscale Power Corp (SMR) · filed Feb 24, 2023
- Accession no.
- 0001213900-23-014194
- Filed
- Feb 24, 2023
- Trade date
- Jan 6-9, 2023
- Filing delay
- 49 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.09M. It was filed 49 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| IBK Securities Co., Ltd.CIK 0001932335 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 6, 2023 | Class A Common Stock | SSaleDisposed | −45,000 | $10.25 | −$461,250 | 3,632,787 | Indirect | |
| Jan 9, 2023 | Class A Common Stock | SSaleDisposed | −45,000 | $10.44 | −$469,800 | 3,587,787 | Indirect | |
| Jan 6, 2023 | Class A Common Stock | SSaleDisposed | −7,000 | $10.24 | −$71,680 | 295,420 | Indirect | |
| Jan 9, 2023 | Class A Common Stock | SSaleDisposed | −8,000 | $10.44 | −$83,520 | 287,420 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.