Zhang Shuxiang's Form 4 filing
BAIYU Holdings, Inc. · filed Feb 1, 2023
- Accession no.
- 0001213900-23-006718
- Filed
- Feb 1, 2023
- Trade date
- Jan 30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $12.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zhang ShuxiangCIK 0001731175 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2023 | Common Stock | PPurchaseAcquired | +10,000,000 | $1.21F1 | +$12,100,000 | 27,934,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On January 30, 2023, the Reporting Person acquired 10,000,000 shares of the common stock of the Issuer at a per share purchase price of $1.21 through a private placement transaction pursuant to that certain securities purchase agreement dated January 9, 2023.
Referenced by the price of 1 transaction in Table I.