Pfeffer David's Form 4/A amendment
AmendedCIRCLE8 Group Inc (CIRC) · filed Jan 30, 2023
- Accession no.
- 0001213900-23-005878
- Filed
- Jan 30, 2023
- Trade date
- Aug 17, 2022
- Filing delay
- 166 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 19, 2022
This filing lists 2 non-derivative transactions. Open-market purchases total $20.2K. It was filed 166 days after the trade.
This amendment replaces 0001213900-22-049622 (filed Aug 19, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pfeffer DavidCIK 0001756269 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2022 | Common Stock | PPurchaseAcquired | +3,668 | $1.00 | +$3,668 | 20,000 | Direct | |
| Aug 17, 2022 | Common Stock | PPurchaseAcquired | +16,332 | $1.01 | +$16,495.32 | 20,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were purchased directly on the open market.
- F2
The Form 4, as originally filed, incorrectly reported a total beneficial ownership of 36,216.