Cheng Marvin's Form 4/A amendment
AmendedKarat Packaging Inc. (KRT) · filed Jan 13, 2023
- Accession no.
- 0001213900-23-002894
- Filed
- Jan 13, 2023
- Trade date
- Dec 16, 2022
- Filing delay
- 28 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 20, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $13.4K. It was filed 28 days after the trade.
This amendment replaces 0001213900-22-081547 (filed Dec 20, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cheng MarvinCIK 0001790959 | Officer (VP-Manufacturing, Secy) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2022 | Common Stock | PPurchaseAcquired | +1,000 | $13.44F2 | +$13,440 | 6,749,727 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person's purchase of Karat Packaging Inc. (the "Company") common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,000 shares, with the reporting person's sale of 500 shares of the Company's common stock at a price of $19.00 per share and sale of 500 shares of the Company's common stock at a price of $18.64 per share on August 30, 2022. The reporting person has agreed to pay to the Company $5,382.01, representing the full amount of the profit realized in connection with the short-swing transaction.
- F2
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $13.39 to $13.44, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.