Tompkins Mark N.'s Form 4 filing
Aeluma, Inc. (ALMU) · filed Jan 13, 2023
- Accession no.
- 0001213900-23-002815
- Filed
- Jan 13, 2023
- Trade date
- Dec 22, 2022
- Filing delay
- 22 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $250.0K. It was filed 22 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tompkins Mark N.CIK 0001455971 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2022 | Common stock, par value $0.0001 per share | PPurchaseAcquired | +83,333 | $3.00F1 | +$249,999 | 2,715,833 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares were purchased in the closing of the Issuer's private placement offering held on December 22, 2022.
Referenced by the price of 1 transaction in Table I.