Hayes Christopher M.'s Form 4 filing
Spruce Power Holding Corp (SPRU) · filed Dec 19, 2022
- Accession no.
- 0001213900-22-081066
- Filed
- Dec 19, 2022
- Trade date
- Dec 16, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $64.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hayes Christopher M.CIK 0001836797 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2022 | Common Stock | PPurchaseAcquired | +77,523 | $0.83F1 | +$64,344.09 | 187,515 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.8100 to $0.8500. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.