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Estes Ronald E.'s Form 4 filing

Trinity Capital Inc. (TRIN) · filed Dec 13, 2022

Accession no.
0001213900-22-079268
Filed
Dec 13, 2022
Trade date
Dec 8, 2022
Filing delay
5 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $8.87K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Estes Ronald E.CIK 0001796067Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2022Common StockPPurchaseAcquired+225$10.50+$2,362.520,488Direct
Dec 8, 2022Common StockPPurchaseAcquired+620$10.50+$6,510620Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)