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Plutonian Investments LLC's Form 4 filing

Plutonian Acquisition Corp. · filed Nov 30, 2022

Accession no.
0001213900-22-076133
Filed
Nov 30, 2022
Trade date
Nov 15, 2022
Filing delay
15 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 15 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Plutonian Investments LLCCIK 000195134610% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2022Common StockPPurchaseAcquired+266,125–F1–1,538,625Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 15, 2022Common StockPPurchaseAcquired+266,125–F1–266,125Indirect
Nov 15, 2022Common StockPPurchaseAcquired+44,354–F1–266,125Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The securities reported herein are held as units ("Units"), with each Unit consisting of one share of common stock, par value $0.0001 per share ("Common Stock"), of the Company, one warrant to purchase one share of Common Stock at an exercise price of $11.50 per share (the "Warrants"), and one right automatically convertible into one-sixth (1/6) of a share of Common Stock upon the consummation of the registrant's initial business combination (the "Rights"). The Units are purchased for a total price of $2,661,250 with each Unit for $10.00.

Referenced by the price of 1 transaction in Table I and 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)