Fong Christian S.'s Form 4 filing
Spruce Power Holding Corp (SPRU) · filed Nov 28, 2022
- Accession no.
- 0001213900-22-075448
- Filed
- Nov 28, 2022
- Trade date
- Nov 23-25, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $28.7K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fong Christian S.CIK 0001698985 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $0.96 | +$19,200 | 1,596,862 | Direct | |
| Nov 25, 2022 | Common Stock | PPurchaseAcquired | +10,000 | $0.93 | +$9,300 | 1,606,862 | Direct | |
| Nov 25, 2022 | Common Stock | PPurchaseAcquired | +200 | $0.90 | +$180 | 200 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.