Schultz John E. Jr.'s Form 4 filing
Applied Energetics, Inc. (AERG) · filed Nov 23, 2022
- Accession no.
- 0001213900-22-074967
- Filed
- Nov 23, 2022
- Trade date
- Nov 17-18, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $88.2K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schultz John E. Jr.CIK 0001760590 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −17,500 | $2.10 | −$36,750 | 655,000 | Direct | |
| Nov 17, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −9,900 | $2.07 | −$20,493 | 645,100 | Direct | |
| Nov 17, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −5,000 | $2.06 | −$10,300 | 640,100 | Direct | |
| Nov 17, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −100 | $2.08 | −$208 | 640,000 | Direct | |
| Nov 18, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −10,000 | $2.04 | −$20,400 | 630,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.