Skip to main content

Steamboat Capital Partners, LLC's Form 4 filing

Wheeler Real Estate Investment Trust, Inc. (WHLR) · filed Nov 23, 2022

Accession no.
0001213900-22-074876
Filed
Nov 23, 2022, 2:48 PM ET
Trade date
Nov 21-22, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market purchases total $17.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Steamboat Capital Partners, LLCCIK 000163566310% Owner
Kiai ParsaCIK 000176685010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 21, 2022Common Stock, $0.01 par valuePPurchaseAcquired+8,089$1.82F1+$14,709.8532,717Indirect
Nov 21, 2022Common Stock, $0.01 par valuePPurchaseAcquired+131$1.82F1+$238.22529Indirect
Nov 22, 2022Common Stock, $0.01 par valuePPurchaseAcquired+1,375$1.85+$2,543.7534,092Indirect
Nov 22, 2022Common Stock, $0.01 par valuePPurchaseAcquired+22$1.85+$40.7551Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This was an average price. Actual prices paid for the shares purchased on 11/21/22 range from $1.775 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)