Tech Eric M.'s Form 4 filing
Spruce Power Holding Corp (SPRU) · filed Nov 15, 2022
- Accession no.
- 0001213900-22-072944
- Filed
- Nov 15, 2022
- Trade date
- Nov 11-14, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $59.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tech Eric M.CIK 0001552112 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock | PPurchaseAcquired | +50,000 | $0.98 | +$49,000 | 988,481 | Direct | |
| Nov 11, 2022 | Common Stock | PPurchaseAcquired | +5,000 | $0.98 | +$4,900 | 5,000 | Indirect | |
| Nov 14, 2022 | Common Stock | PPurchaseAcquired | +5,000 | $1.14 | +$5,700 | 10,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.