Fong Christian S.'s Form 4 filing
Spruce Power Holding Corp (SPRU) · filed Nov 15, 2022
- Accession no.
- 0001213900-22-072943
- Filed
- Nov 15, 2022
- Trade date
- Nov 11-14, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $19.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fong Christian S.CIK 0001698985 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock | PPurchaseAcquired | +18,229 | $0.95F1 | +$17,317.55 | 1,555,091 | Direct | |
| Nov 14, 2022 | Common Stock | PPurchaseAcquired | +1,771 | $1.16 | +$2,054.36 | 1,556,862 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.925 to $0.969. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.