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Steamboat Capital Partners, LLC's Form 4 filing

Wheeler Real Estate Investment Trust, Inc. (WHLR) · filed Nov 15, 2022

Accession no.
0001213900-22-072693
Filed
Nov 15, 2022, 1:35 PM ET
Trade date
Nov 11-14, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions. Open-market purchases total $26.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Steamboat Capital Partners, LLCCIK 000163566310% Owner
Kiai ParsaCIK 000176685010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 11, 2022Common Stock, $0.01 par valuePPurchaseAcquired+1,498$1.66F1+$2,482.644,202Indirect
Nov 11, 2022Common Stock, $0.01 par valuePPurchaseAcquired+6,809$1.66F1+$11,284.5619,099Indirect
Nov 11, 2022Common Stock, $0.01 par valuePPurchaseAcquired+110$1.66F1+$182.3309Indirect
Nov 14, 2022Common Stock, $0.01 par valuePPurchaseAcquired+1,216$1.77F1+$2,148.925,418Indirect
Nov 14, 2022Common Stock, $0.01 par valuePPurchaseAcquired+5,529$1.77F1+$9,770.8524,628Indirect
Nov 14, 2022Common Stock, $0.01 par valuePPurchaseAcquired+89$1.77F1+$157.28398Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 6 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)