Steamboat Capital Partners, LLC's Form 4 filing
Wheeler Real Estate Investment Trust, Inc. (WHLR) · filed Nov 14, 2022
- Accession no.
- 0001213900-22-071963
- Filed
- Nov 14, 2022, 1:38 PM ET
- Trade date
- Nov 9, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $26.1K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steamboat Capital Partners, LLCCIK 0001635663 | 10% Owner |
| Kiai ParsaCIK 0001766850 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +2,704 | $1.72F1 | +$4,644.39 | 2,704 | Indirect | |
| Nov 9, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +12,290 | $1.72F1 | +$21,109.3 | 12,290 | Indirect | |
| Nov 9, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +199 | $1.72F1 | +$341.8 | 199 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 3 transactions in Table I.