Khalifa Sammy's Form 4 filing
Vicarious Surgical Inc. (RBOT) · filed Oct 19, 2022
- Accession no.
- 0001213900-22-065033
- Filed
- Oct 19, 2022
- Trade date
- Oct 17-18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $39.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Khalifa SammyCIK 0001883777 | Director, Officer (Chief Technology Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2022 | Class A Common Stock | CConversionAcquired | +4,551 | –F1 | – | 1,023,883 | Direct | |
| Oct 17, 2022 | Class A Common Stock | SSaleDisposed | −4,551 | $3.47F3 | −$15,791.97 | 1,019,332 | Direct | |
| Oct 18, 2022 | Class A Common Stock | SSaleDisposed | −6,798 | $3.46F5 | −$23,521.08 | 1,012,534 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2022 | Class A Common Stock | CConversionDisposed | −4,551 | $0.00 | $0 | 4,519,811 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock, par value $0.0001 per share (the "Class B Common Stock"), was converted into one share of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock"), for no additional consideration at the option of the Reporting Person. The shares of Class B Common Stock are convertible into an equal number of shares of Class A Common Stock at the Reporting Person's election and have no expiration date.
Referenced by the price of 1 transaction in Table I.
- F3
This figure is the weighted average sales price of multiple trades ranging from $3.45 to $3.49 per share. The Reporting Person undertakes to provide the staff of the Securities Exchange Commission, Vicarious Surgical Inc. or any security holder of Vicarious Surgical Inc. full information about the number of shares sold at each separate price upon request.
Referenced by the price of 1 transaction in Table I.
- F5
This figure is the weighted average sales price of multiple trades ranging from $3.38 to $3.65 per share. The Reporting Person undertakes to provide the staff of the Securities Exchange Commission, Vicarious Surgical Inc. or any security holder of Vicarious Surgical Inc. full information about the number of shares sold at each separate price upon request.
Referenced by the price of 1 transaction in Table I.