Cantor Fitzgerald, L. P.'s Form 4 filing
RUM Group Inc. (RUM) · filed Sep 20, 2022
- Accession no.
- 0001213900-22-057436
- Filed
- Sep 20, 2022, 4:31 PM ET
- Trade date
- Sep 16, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market purchases total $11.6M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cantor Fitzgerald, L. P.CIK 0001024896 | Other: See footnote 5 |
| Lutnick Howard WCIK 0001250975 | Other: See footnote 5 |
| CF Group Management IncCIK 0001251145 | Other: See footnote 5 |
| CFAC Holdings VI, LLCCIK 0001830079 | Other: Former 10% holder |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Class A common stock | PPurchaseAcquired | +1,159,000 | $10.00 | +$11,590,000 | 1,159,000 | Direct | |
| Sep 16, 2022 | Class A common stock | PPurchaseAcquired | +1,875,000 | – | – | 3,034,000 | Direct | |
| Sep 16, 2022 | Class A common stock | DReturned to the companyAcquired | +7,480,000 | $0.00 | $0 | 10,514,000 | Direct | |
| Sep 16, 2022 | Class A common stock | DReturned to the companyAcquired | +700,000 | $0.00 | $0 | 11,214,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2022 | Class A Common Stock | DReturned to the companyDisposed | −7,480,000 | $0.00 | $0 | 0 | Direct | |
| Sep 16, 2022 | Class A Common Stock | DReturned to the companyDisposed | −375,000 | – | – | 375,000 | Direct | |
| Sep 16, 2022 | Class A Common Stock | DReturned to the companyDisposed | −175,000 | – | – | 550,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.