Spiro Elliot's Form 4 filing
Nauticus Robotics, Inc. (KITT) · filed Sep 13, 2022
- Accession no.
- 0001213900-22-055765
- Filed
- Sep 13, 2022
- Trade date
- Jul 19, 2021-Sep 9, 2022
- Filing delay
- 421 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 421 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spiro ElliotCIK 0001875548 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2022 | Common Stock | AGrant or awardAcquired | +2,595,000 | $0.00 | $0 | 2,595,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2021 | Common Stock | PPurchaseAcquired | +4,333,333 | $1.00 | +$4,333,333 | 4,333,333 | Indirect | |
| Jul 28, 2021 | Common Stock | PPurchaseAcquired | +450,000 | $1.00 | +$450,000 | 4,783,333 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.