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Stilwell Joseph's Form 4 filing

Wheeler Real Estate Investment Trust, Inc. (WHLR) · filed Aug 30, 2022

Accession no.
0001213900-22-052321
Filed
Aug 30, 2022, 4:47 PM ET
Trade date
Aug 26, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stilwell JosephCIK 0001113303Director, 10% Owner
Stilwell Value LLCCIK 000139707610% Owner
Stilwell Value Partners VII, L.P.CIK 000155593110% Owner
Stilwell Activist Fund, L.P.CIK 000156445210% Owner
Stilwell Activist Investments, L.P.CIK 000157372010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 26, 2022Common StockSSaleDisposed−95,474$3.31F11−$505,632.290Indirect
Aug 26, 2022Common StockSSaleDisposed−13,731$3.31F11−$72,724.010Indirect
Aug 26, 2022Common StockSSaleDisposed−21,580$3.31F11−$114,287.680Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F11

The sale price reported above has been rounded to the nearest cent.

Referenced by the price of 3 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)