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Shaw Allan's Form 4 filing

Onconetix, Inc. (ONCO) · filed Aug 23, 2022

Accession no.
0001213900-22-050550
Filed
Aug 23, 2022, 4:39 PM ET
Trade date
Aug 19, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $116.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shaw AllanCIK 0001626850Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 19, 2022Common StockFTax withholdingAcquired+29,636$0.01+$296.3629,636Direct
Aug 19, 2022Common StockSSaleDisposed−29,636$3.94−$116,765.840Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 19, 2022Common StockFTax withholdingDisposed−29,636$0.01−$296.3616,284Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)