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Henderson Erin's Form 4 filing

Onconetix, Inc. (ONCO) · filed Aug 22, 2022

Accession no.
0001213900-22-050239
Filed
Aug 22, 2022, 9:59 PM ET
Trade date
Aug 18-19, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $19.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Henderson ErinCIK 0001895467Officer (Chief Business Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 18, 2022Common StockFTax withholdingAcquired+24,752$0.01+$247.5224,752Direct
Aug 19, 2022Common StockFTax withholdingAcquired+4,834$0.01+$48.3429,586Direct
Aug 19, 2022Common StockSSaleDisposed−4,834$3.97−$19,190.9824,752Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 18, 2022Common StockFTax withholdingDisposed−24,810$0.01−$248.121,110Direct
Aug 19, 2022Common StockFTax withholdingDisposed−4,834$0.01−$48.3416,276Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)