Ellin Robert S's Form 4 filing
LiveOne, Inc. (LVO) · filed Aug 17, 2022
- Accession no.
- 0001213900-22-049067
- Filed
- Aug 17, 2022
- Trade date
- Jul 8-Aug 17, 2022
- Filing delay
- 40 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $20.9K. It was filed 40 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellin Robert SCIK 0001071292 | Director, Officer (CEO & Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2022 | Common Stock, $0.001 par value | AGrant or awardAcquired | +500,000 | $0.00 | $0 | 17,613,714 | Indirect | |
| Aug 17, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +10,000 | $1.04 | +$10,400 | 1,944,666 | Direct | |
| Aug 17, 2022 | Common Stock, $0.001 par value | PPurchaseAcquired | +10,000 | $1.05 | +$10,500 | 1,954,666 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.