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Brown Kyle Steven's Form 4 filing

Trinity Capital Inc. (TRIN) · filed Aug 10, 2022

Accession no.
0001213900-22-046546
Filed
Aug 10, 2022
Trade date
Aug 8-9, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $135.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brown Kyle StevenCIK 0001796795Director, Officer (President & CIO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 8, 2022Common StockPPurchaseAcquired+6,060$15.76+$95,505.616,237Indirect
Aug 9, 2022Common StockPPurchaseAcquired+2,631$15.20+$39,991.2661,136Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Sarah Stanton is signing on behalf of Mr. K. Brown pursuant to the power of attorney dated September 17, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. K. Brown filed on September 17, 2021.

Read the full filing on SEC EDGAR (opens in a new tab)