Schultz John E. Jr.'s Form 4 filing
Applied Energetics, Inc. (AERG) · filed Jun 17, 2022
- Accession no.
- 0001213900-22-033568
- Filed
- Jun 17, 2022
- Trade date
- Jun 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $29.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schultz John E. Jr.CIK 0001760590 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −3,500 | $2.30 | −$8,050 | 559,000 | Direct | |
| Jun 15, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,500 | $2.27 | −$3,405 | 557,500 | Direct | |
| Jun 15, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −625 | $2.35 | −$1,468.75 | 556,875 | Direct | |
| Jun 15, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,875 | $2.36 | −$4,425 | 555,000 | Direct | |
| Jun 15, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −3,700 | $2.35 | −$8,695 | 551,300 | Direct | |
| Jun 15, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,300 | $2.36 | −$3,068 | 550,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.