Berger Andrew's Form 4 filing
Rocky Mountain Chocolate Factory, Inc. (RMCF) ยท filed Jun 16, 2022
- Accession no.
- 0001213900-22-033414
- Filed
- Jun 16, 2022
- Trade date
- Jun 14-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions. Open-market purchases total $116.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berger AndrewCIK 0001656039 | Other: See Explanation of Responses |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2022 | Common Stock | PPurchaseAcquired | +175 | $6.29 | +$1,100.75 | 175 | Direct | |
| Jun 14, 2022 | Common Stock | PPurchaseAcquired | +900 | $6.30 | +$5,670 | 1,075 | Direct | |
| Jun 14, 2022 | Common Stock | PPurchaseAcquired | +2,502 | $6.30 | +$15,762.6 | 3,577 | Direct | |
| Jun 14, 2022 | Common Stock | PPurchaseAcquired | +1,423 | $6.50 | +$9,249.5 | 5,000 | Direct | |
| Jun 14, 2022 | Common Stock | PPurchaseAcquired | +200 | $6.48 | +$1,296 | 5,200 | Direct | |
| Jun 14, 2022 | Common Stock | PPurchaseAcquired | +800 | $6.49 | +$5,192 | 6,000 | Direct | |
| Jun 14, 2022 | Common Stock | PPurchaseAcquired | +103 | $6.50 | +$669.5 | 6,103 | Direct | |
| Jun 14, 2022 | Common Stock | PPurchaseAcquired | +3,897 | $6.62 | +$25,798.14 | 10,000 | Direct | |
| Jun 14, 2022 | Common Stock | PPurchaseAcquired | +137 | $6.35 | +$869.95 | 10,137 | Direct | |
| Jun 15, 2022 | Common Stock | PPurchaseAcquired | +2,500 | $6.55 | +$16,375 | 12,637 | Direct | |
| Jun 15, 2022 | Common Stock | PPurchaseAcquired | +1 | $6.55 | +$6.55 | 12,638 | Direct | |
| Jun 15, 2022 | Common Stock | PPurchaseAcquired | +20 | $6.55 | +$131 | 12,658 | Direct | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +100 | $6.70 | +$670 | 12,758 | Direct | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +2,400 | $6.85 | +$16,440 | 15,158 | Direct | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +311 | $6.75 | +$2,099.25 | 15,469 | Direct | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +2,189 | $6.85 | +$14,994.65 | 17,658 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.