Schultz John E. Jr.'s Form 4 filing
Applied Energetics, Inc. (AERG) · filed Jun 15, 2022
- Accession no.
- 0001213900-22-033085
- Filed
- Jun 15, 2022
- Trade date
- Jun 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 17 non-derivative transactions. Open-market sales total $68.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schultz John E. Jr.CIK 0001760590 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −875 | $2.41 | −$2,108.75 | 766,947 | Indirect | |
| Jun 13, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,625 | $2.38 | −$3,867.5 | 765,322 | Indirect | |
| Jun 13, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,322 | $2.43 | −$3,212.46 | 764,000 | Indirect | |
| Jun 13, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,400 | $2.47 | −$3,458 | 762,600 | Indirect | |
| Jun 13, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −2,300 | $2.45 | −$5,635 | 760,300 | Indirect | |
| Jun 13, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −875 | $2.41 | −$2,108.75 | 571,625 | Direct | |
| Jun 13, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,625 | $2.38 | −$3,867.5 | 570,000 | Direct | |
| Jun 14, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −5,000 | $2.52 | −$12,600 | 755,300 | Indirect | |
| Jun 14, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −875 | $2.50 | −$2,187.5 | 754,425 | Indirect | |
| Jun 14, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −300 | $2.48 | −$744 | 754,125 | Indirect | |
| Jun 14, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −3,825 | $2.48 | −$9,486 | 750,300 | Indirect | |
| Jun 14, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −100 | $2.56 | −$256 | 750,200 | Indirect | |
| Jun 14, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −200 | $2.55 | −$510 | 750,000 | Indirect | |
| Jun 14, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −2,500 | $2.51 | −$6,275 | 567,500 | Direct | |
| Jun 14, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −3,000 | $2.51 | −$7,530 | 564,500 | Direct | |
| Jun 14, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,000 | $2.51 | −$2,510 | 563,500 | Direct | |
| Jun 14, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,000 | $2.51 | −$2,510 | 562,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.