Altbach Ronald S.'s Form 4 filing
Smart for Life, Inc. (SMFL) · filed Jun 13, 2022
- Accession no.
- 0001213900-22-032539
- Filed
- Jun 13, 2022, 4:50 PM ET
- Trade date
- Jun 9, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $394.27. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001213900-22-035720 (Jun 29, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Altbach Ronald S.CIK 0001908583 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2022 | Common Stock | MOption exerciseAcquired | +200,000 | $0.01 | +$2,000 | 250,000 | Direct | |
| Jun 9, 2022 | Common Stock | SSaleDisposed | −888 | $0.444 | −$394.27 | 249,112 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2022 | Common Stock | MOption exerciseDisposed | −200,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.