Schultz John E. Jr.'s Form 4 filing
Applied Energetics, Inc. (AERG) · filed Jun 13, 2022
- Accession no.
- 0001213900-22-032492
- Filed
- Jun 13, 2022
- Trade date
- Jun 9-10, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $85.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schultz John E. Jr.CIK 0001760590 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −2,500 | $2.71 | −$6,775 | 767,822 | Indirect | |
| Jun 9, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −2,500 | $2.71 | −$6,775 | 599,802 | Direct | |
| Jun 9, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −2,500 | $2.71 | −$6,775 | 597,302 | Direct | |
| Jun 9, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −2,500 | $2.71 | −$6,775 | 594,802 | Direct | |
| Jun 9, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −10,000 | $2.70 | −$27,000 | 584,802 | Direct | |
| Jun 10, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −1,000 | $2.60 | −$2,600 | 583,802 | Direct | |
| Jun 10, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −3,127 | $2.52 | −$7,880.04 | 580,630 | Direct | |
| Jun 10, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −2,500 | $2.50 | −$6,250 | 578,130 | Direct | |
| Jun 10, 2022 | Common Stock, par value $0.001 per share | SSaleDisposed | −5,630 | $2.65 | −$14,919.5 | 572,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.