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Cohen Jonathan H's Form 4 filing

Oxford Square Capital Corp. (OXSQ) · filed May 23, 2022

Accession no.
0001213900-22-029070
Filed
May 23, 2022
Trade date
May 20-23, 2022
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $20.4K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cohen Jonathan HCIK 0001268530Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 20, 2022Common StockPPurchaseAcquired+4,374$3.99+$17,452.261,696,808Direct
May 23, 2022Common StockPPurchaseAcquired+749$4.00+$2,9961,697,557Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)