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Roberts Ellery's Form 4 filing

1847 Holdings LLC (LBRA) · filed May 18, 2022

Accession no.
0001213900-22-027947
Filed
May 18, 2022, 4:19 PM ET
Trade date
May 12-17, 2022
Filing delay
6 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $2.25K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Roberts ElleryCIK 0001558634Director, Officer (Chairman and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 17, 2022Common SharesPPurchaseAcquired+1,000$2.25+$2,2501,455,800Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 12, 2022Series B Senior Convertible Preferred SharesPPurchaseAcquired+16,667$3.00+$50,00148,667Direct
May 12, 2022Common SharesPPurchaseAcquired+16,667$0.00$016,667Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)