Cohen Jonathan H's Form 4 filing
Oxford Square Capital Corp. (OXSQ) · filed May 12, 2022
- Accession no.
- 0001213900-22-025792
- Filed
- May 12, 2022
- Trade date
- May 10-11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $53.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cohen Jonathan HCIK 0001268530 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2022 | Common Stock | PPurchaseAcquired | +9,119 | $4.00 | +$36,476 | 1,623,375 | Direct | |
| May 11, 2022 | Common Stock | PPurchaseAcquired | +4,256 | $3.98 | +$16,938.88 | 1,627,631 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.