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Cohen Jonathan H's Form 4 filing

Oxford Square Capital Corp. (OXSQ) · filed May 6, 2022

Accession no.
0001213900-22-024389
Filed
May 6, 2022
Trade date
May 4-5, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $66.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cohen Jonathan HCIK 0001268530Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 4, 2022Common StockPPurchaseAcquired+13,446$4.08+$54,859.681,581,553Direct
May 5, 2022Common StockPPurchaseAcquired+2,749$4.09+$11,243.411,584,302Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)