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Papastavrou Jason D's Form 4 filing

Chicago Atlantic Real Estate Finance, Inc. (REFI) · filed Apr 27, 2022

Accession no.
0001213900-22-022057
Filed
Apr 27, 2022
Trade date
Apr 22-26, 2022
Filing delay
5 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $269.2K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Papastavrou Jason DCIK 0001329290Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 22, 2022Common StockPPurchaseAcquired+2,324$17.94+$41,692.5612,012Direct
Apr 25, 2022Common StockPPurchaseAcquired+3,000$17.91+$53,73015,012Direct
Apr 26, 2022Common StockPPurchaseAcquired+9,676$17.96+$173,780.9624,688Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)