Khalifa Sammy's Form 4 filing
Vicarious Surgical Inc. (RBOT) · filed Apr 19, 2022
- Accession no.
- 0001213900-22-020614
- Filed
- Apr 19, 2022
- Trade date
- Apr 18, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Khalifa SammyCIK 0001883777 | Director, Officer (Chief Technology Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2022 | Class A Common Stock | CConversionAcquired | +4,551 | –F1 | – | 140,964 | Direct | |
| Apr 18, 2022 | Class A Common Stock | SSaleDisposed | −4,551 | $4.18 | −$19,023.18 | 136,413 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2022 | Class A Common Stock | CConversionDisposed | −4,551 | $0.00 | $0 | 4,547,117 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock, par value $0.0001 per share (the "Class B Common Stock"), was converted into one share of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock"), for no additional consideration at the option of the Reporting Person. The shares of Class B Common Stock are convertible into an equal number of shares of Class A Common Stock at the Reporting Person's election and has no expiration date.
Referenced by the price of 1 transaction in Table I.