Rosenthal Saul B's Form 4 filing
Oxford Square Capital Corp. (OXSQ) · filed Mar 17, 2022
- Accession no.
- 0001213900-22-013326
- Filed
- Mar 17, 2022
- Trade date
- Mar 16-17, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $49.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenthal Saul BCIK 0001268529 | Officer (President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2022 | Common Stock | PPurchaseAcquired | +9,727 | $3.99 | +$38,810.73 | 1,344,459 | Direct | |
| Mar 17, 2022 | Common Stock | PPurchaseAcquired | +2,606 | $4.01 | +$10,450.06 | 1,347,065 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.