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Gary Jeff's Form 4 filing

Moneylion Inc. (ML) · filed Mar 16, 2022

Accession no.
0001213900-22-013018
Filed
Mar 16, 2022
Trade date
Nov 8, 2021-Mar 14, 2022
Filing delay
128 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $152.3K. It was filed 128 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gary JeffCIK 0001320182Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 8, 2021Class A Common StockAGrant or awardAcquired+47,846$0.00F1$047,846Direct
Mar 14, 2022Class A Common StockPPurchaseAcquired+75,000$2.03F2+$152,250122,846Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A common stock, par value $0.0001 per share, of MoneyLion Inc., pursuant to MoneyLion Inc.'s 2021 Omnibus Incentive Plan. One-sixth of the RSUs will vest on March 22, 2022, and the remaining RSUs will vest thereafter in equal one-twelfth installments on a quarterly basis over three years, provided that the Reporting Person remains in continuous service on each vesting date.

Referenced by the price of 1 transaction in Table I.

F2

The shares were purchased in multiple trades at prices ranging from $1.9900 to $2.0600 per share, inclusive. The price reported in Column 4 reflects the weighted average price. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, MoneyLion Inc. or any security holder of MoneyLion Inc., upon request, full information full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)