Rosenthal Saul B's Form 4 filing
Oxford Square Capital Corp. (OXSQ) · filed Mar 14, 2022
- Accession no.
- 0001213900-22-012247
- Filed
- Mar 14, 2022
- Trade date
- Mar 11-14, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $52.9K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenthal Saul BCIK 0001268529 | Officer (President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2022 | Common Stock | PPurchaseAcquired | +6,600 | $3.96 | +$26,136 | 1,327,982 | Direct | |
| Mar 14, 2022 | Common Stock | PPurchaseAcquired | +6,750 | $3.96 | +$26,730 | 1,334,732 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.