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Kelleher Thomas J's Form 4 filing

BRC Group Holdings, Inc. (RILY) · filed Mar 2, 2022

Accession no.
0001213900-22-010268
Filed
Mar 2, 2022
Trade date
Jun 30, 2021-Feb 28, 2022
Filing delay
245 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $252.2K. It was filed 245 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kelleher Thomas JCIK 0000216309Officer (Co-CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 30, 2021Common StockAGrant or awardAcquired+331$64.18+$21,243.58298,300Direct
Feb 28, 2022Common StockPPurchaseAcquired+4,300$58.64F2+$252,15224,300Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

These transactions were executed in multiple trades at prices ranging from $58.64 to $58.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)