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Ellin Robert S's Form 4 filing

LiveOne, Inc. (LVO) · filed Feb 22, 2022

Accession no.
0001213900-22-008771
Filed
Feb 22, 2022
Trade date
Feb 17-22, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $44.5K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ellin Robert SCIK 0001071292Director, Officer (CEO & Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 17, 2022Common Stock, $0.001 par valuePPurchaseAcquired+25,000$0.93+$23,2501,784,666Direct
Feb 22, 2022Common Stock, $0.001 par valuePPurchaseAcquired+25,000$0.85+$21,2501,809,666Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)