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Assentato Emil's Form 4 filing

Nukkleus Inc. (NUKK) · filed Feb 17, 2022

Accession no.
0001213900-22-008265
Filed
Feb 17, 2022, 4:30 PM ET
Trade date
Jun 7, 2021-Feb 3, 2022
Filing delay
255 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $286.4K. It was filed 255 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Assentato EmilCIK 0001683832Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 3, 2022Common Stock, $0.0001 par value per shareGGiftDisposed−1,000,000–F2–211,224,411Indirect
Jun 7, 2021Common Stock, $0.0001 par value per sharePPurchaseAcquired+1,439,271$0.199+$286,414.93212,224,411Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Shares gifted to an unrelated third party for no consideration.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)