Rothfeldt Marc's Form 4 filing
European Sustainable Growth Acquisition Corp. (EUSG) · filed Dec 22, 2021
- Accession no.
- 0001213900-21-066895
- Filed
- Dec 22, 2021
- Trade date
- Jan 21-Dec 21, 2021
- Filing delay
- 335 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $2.00M. It was filed 335 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothfeldt MarcCIK 0001842111 | Officer (Senior Advisor), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Class A ordinary shares, par value $0.0001 per share | PPurchaseAcquired | +200,000 | $10.00 | +$2,000,000 | 200,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 21, 2021 | Class A ordinary Shares | PPurchaseAcquired | +3,800,000 | $1.00 | +$3,800,000 | 3,800,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.